长江流域碳排放绩效的时空演变特征及其影响机理
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华中师范大学

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国家自然科学(42471191,42001134)


Spatial-temporal evolution characteristics and influencing mechanisms of carbon emission performance in the Yangtze River Basin
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Central China Normal University

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    摘要:

    应对气候变化及推动绿色低碳发展背景下,长江流域碳排放绩效对全国实现双碳目标具有重要意义。以2000—2022年长江流域113个地级市为研究对象,综合运用超效率SBM模型、空间自相关分析、空间杜宾模型及传统/空间马尔科夫链等方法,从流域整体与上中下游分区双尺度,探究碳排放绩效的时空演变特征、多尺度影响机理及长期演变趋势。研究发现:①长江流域碳排放总量呈“高速增长—增速放缓—平台波动”三阶段特征,2020年为增长拐点,空间呈下游>中游>上游分布;②碳排放绩效整体偏低,时序呈上升—下降—上升的“N”型波动性演进特征,空间呈低值扩张、中高值收缩与核心—边缘分异特征,且存在显著正向空间自相关;③全流域层面,绿色专利数量是核心影响因素,碳排放强度和高碳产业结构抑制绩效提升;上中下游影响机理呈显著异质性,上游碳排放强度为关键负向驱动因素,绿色专利转化效率偏低,中游碳排放强度抑制效应最强,环境规制执行不足与能源行业就业依赖加剧碳锁定,下游绿色专利数量对绩效提升的正向作用显著;④空间马尔可夫链预测表明,绩效演变存在俱乐部收敛特征和邻域依赖效应,高、低绩效自维持概率高,上游、下游面临高、低绩效锁定问题,中游地区低绩效锁定显著。为长江流域双碳目标实现与跨区域协同治理提供科学依据,以促进长江流域高质量发展。

    Abstract:

    Against the backdrop of addressing climate change and promoting green low-carbon development, the carbon emission performance of the Yangtze River Basin is of great significance for China to achieve its dual-carbon goals. Taking 113 prefecture-level cities in the Yangtze River Basin from 2000 to 2022 as research objects, this study comprehensively employed the super-efficiency SBM model, spatial autocorrelation analysis, spatial Durbin model, and traditional/spatial Markov chains. From the dual scales of the entire basin and the sub-basins of the upper, middle, and lower reaches, it explored the spatial-temporal evolution characteristics, multi-scale influencing mechanisms, and long-term evolution trends of carbon emission performance. The results showed that: ① The total carbon emissions of the Yangtze River Basin exhibited a three-stage characteristic of “rapid growth—slowing growth—platform fluctuation”, with 2020 as the growth inflection point, and the spatial distribution followed the pattern of downstream > midstream > upstream. ② The overall carbon emission performance was relatively low, showing an “N”-shaped fluctuating evolution trend (rise—decline—rise) in the time series, and presented the spatial characteristics of low-value expansion, medium-high value contraction, and core-periphery differentiation, with significant positive spatial autocorrelation. ③ At the whole basin level, the number of green patents was the core influencing factor, while carbon emission intensity and high-carbon industrial structure inhibited the improvement of performance. The influencing mechanisms of the upper, middle, and lower reaches showed significant heterogeneity: carbon emission intensity was the key negative driving factor in the upper reaches, with low transformation efficiency of green patents; the inhibitory effect of carbon emission intensity was the strongest in the middle reaches, while insufficient implementation of environmental regulation and employment dependence on the energy industry exacerbated carbon lock-in; the number of green patents had a significant positive effect on performance improvement in the lower reaches. ④ Predictions based on the spatial Markov chain indicated that performance evolution presented characteristics of club convergence and neighborhood dependence. Both high and low performance had high self-maintenance probabilities; the upper and lower reaches faced the problem of high and low performance lock-in, while the middle reaches showed significant low-performance lock-in. This study provides a scientific basis for achieving the dual-carbon goals and advancing cross-regional collaborative governance in the Yangtze River Basin, so as to promote the high-quality development of the basin.

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潘越,蒋子龙.长江流域碳排放绩效的时空演变特征及其影响机理.生态学报,,(). http://dx. doi. org/10.5846/stxb202512193392

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