高寒干旱区植被变化驱动机制的机器学习解析—气候变化与人类活动的贡献
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青海师范大学

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国家自然科学基金项目(面上项目,重点项目,重大项目)


Understanding the Drivers of Vegetation Change in alpine and arid Regions Using Machine Learning: Contributions of Climate Change and Human Activities
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Qinghai Normal University

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    摘要:

    高寒干旱区的植被对气候变化高度敏感,极易受到多种因子交互作用的扰动,呈现出复杂的动态变化。系统揭示该区域植被的时空演变特征及其驱动机制,对于评估生态修复成效、指导区域生态保护政策制定具有重要意义。随机森林(RF)在处理非线性关系、捕捉变量间复杂相互作用等方面具有显著优势,适用于区域植被变化的驱动因素分析。然而,其集成学习的特性使其难以直观量化单一变量的边际贡献,因此在整体上呈现出部分“黑箱”特性,削弱了其在机制解释上的应用潜力。本研究基于2000—2022年气温、降水及归一化植被指数(NDVI)等多源遥感数据,采用趋势分析方法揭示典型高寒干旱区—柴达木盆地植被覆盖的时空变化特征,利用地理探测器识别影响NDVI变化的关键因子,并将SHapley加性解释(SHAP)技术与RF结合,识别影响区域植被变化的关键驱动因素,并深入探讨了这些因素如何相互作用及其阈值效应。结果表明:(1)2000—2022年间,柴达木盆地NDVI整体呈显著上升趋势,年均增长率为0.0014 /a,反映出区域植被生态状况持续改善。NDVI在空间上表现为由东南向西北递减,93.56%的区域呈现上升趋势,主要分布在盆地西南部和东北部;(2)气候变化是NDVI变化的主导因素,影响面积占比达88.15%;人类活动影响范围相对较小,仅占2.66%,主要集中在城市及周边区域。NDVI变化中气候变化的平均贡献率为89.18%,人类活动为10.82%;(3)降水是NDVI变化的主要正向驱动因子,其次为SPEI;而温度和海拔则对NDVI产生负向影响。NDVI对各驱动因子的响应关系呈显著非线性特征,降水、温度和海拔在不同阈值区间内对NDVI的影响方向和强度存在差异。研究结果可为制定更为精确和有效的生态治理政策提供科学依据。

    Abstract:

    Vegetation in alpine arid regions is highly sensitive to climate change and vulnerable to disturbances resulting from the complex interplay of environmental and anthropogenic factors. These interactions give rise to highly heterogeneous and dynamic vegetation responses across spatial and temporal dimensions. Understanding the spatiotemporal evolution of vegetation and its underlying driving mechanisms is essential for evaluating the effectiveness of ecological restoration programs and for informing the development of region-specific, evidence-based ecological protection and management policies. However, due to the nonlinear, synergistic, and often threshold-based nature of vegetation responses to diverse environmental variables, traditional statistical models may be inadequate in fully capturing these complexities and interactions. To overcome these limitations, this study integrates advanced machine learning and spatial analysis methods. We applied a Random Forest (RF) model, which was particularly effective in modeling nonlinear relationships and capturing complex variable interactions, in conjunction with SHapley Additive exPlanations (SHAP), an interpretation framework that enhanced model transparency by quantifying the marginal contribution of each predictor to the model’s output. Furthermore, the Geodetector method was employed to identify and quantify the spatially explicit effects and interactions among different environmental and anthropogenic driving factors. This comprehensive multi-method approach allows for both predictive accuracy and interpretability in the analysis of vegetation dynamics. Based on multi-source remote sensing data from 2000 to 2022—including the Normalized Difference Vegetation Index (NDVI), temperature, precipitation, and the Standardized Precipitation Evapotranspiration Index (SPEI)—we investigated the spatiotemporal variation of vegetation cover in the Qaidam Basin, a representative alpine arid region located on the northeastern edge of the Qinghai–Tibet Plateau. The results demonstrated that: (1) Over the 23-year period, NDVI in the Qaidam Basin exhibited a significant increasing trend, with an average annual growth rate of 0.0014 /a. Spatially, NDVI followed a southeast-to-northwest decreasing gradient, with 93.56% of the region showing a greening trend. These changes were especially prominent in the southwestern and northeastern subregions, indicating a general and sustained improvement in regional vegetation conditions; (2) Climate change was found to be the predominant driver of NDVI variation, influencing 88.15% of the area. In comparison, the influence of human activities was limited to 2.66%, mainly in urban and peri-urban zones. On average, climate factors contributed 89.18% to NDVI variation, while anthropogenic factors contributed 10.82%; (3) Among all variables, precipitation emerged as the strongest positive driver, followed by SPEI, whereas temperature and elevation had net negative impacts on NDVI performance. Additionally, the response of NDVI to these factors exhibited clear nonlinear threshold effects. NDVI responded negatively to precipitation levels below 191 mm, but showed marked increases beyond this threshold. Similarly, temperature exerted a suppressive effect once it exceeded 2.3?°C, and the positive influence of elevation gradually weakened and even turned negative above 3600?m. SPEI values exceeding 0.6 were associated with significantly enhanced NDVI, reflecting improved vegetation resilience under favorable moisture conditions. By combining interpretable machine learning techniques with spatially explicit factor detection tools, this study provides novel insights into the mechanisms governing vegetation dynamics in high-altitude arid environments. The findings offer critical scientific support for formulating adaptive and locally optimized ecological management strategies, particularly in the context of ongoing global climate change and environmental pressures.

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郭博宇,金鑫,金彦香,苏万峰,傅笛.高寒干旱区植被变化驱动机制的机器学习解析—气候变化与人类活动的贡献.生态学报,,(). http://dx. doi. org/10.5846/stxb202505121130

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