协同策略差异化下长江流域水污染治理激励机制研究
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1.湖南工商大学资源环境学院;2.湖南工商大学经济与贸易学院

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国家社会科学基金一般项目(24BTJ032);湖南省研究生科研创新项目(CX20240947)


Research on Incentive Mechanisms for Water Pollution Control in the Yangtze River Basin under Differentiated Collaborative Strategies
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1.School of Resources and Environment, Hunan University of Technology and Business;2.School of Economics and Trade, Hunan University of Technology and Business

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    摘要:

    目前针对长江流域水污染治理的研究多围绕单一政策展开,往往忽略了策略协同效应。鉴于此,本文在考虑特定政治权责分担、政治激励机制及横向生态补偿政策协同的基础上,研究长江上下游协同治理激励机制。通过建立中央政府、长江上游地方政府与长江下游地方政府间的三方演化博弈模型,探讨在协同策略差异化背景下,三方协同推进流域治理内生机制及潜在激励机制设计,并以乌江—长江、汉江—长江及沱湖—长江流域真实数据进行模拟仿真。研究发现:中央政府在地方流域治理方面的权威和干预较少,导致流域治理失效问题得不到进一步解决;下级政府水污染治理策略的制定取决于其财政约束能在多大程度上由横向生态补偿填补,因此特定情景下,流域水污染治理并没有达到应有效果。对策略选择的模拟结果表明,长江上游地方政府总是更倾向于选择“转嫁治理”,上游地方政府官员流域治理意愿与动机不强,亟需进行进一步政治安排以规避此类行为。

    Abstract:

    Currently, research on water pollution control in the Yangtze River Basin mostly revolves around a single policy, often neglecting the synergistic effects of strategies. In view of this, this article studies the incentive mechanism for collaborative governance of the upper and lower reaches of the Yangtze River, based on the consideration of specific political power and responsibility sharing, political incentive mechanisms, and horizontal ecological compensation policy coordination. By establishing a tripartite evolutionary game model between the central government, local governments in the upper reaches of the Yangtze River, and local governments in the lower reaches of the Yangtze River, this study explores the design of endogenous mechanisms and potential incentive mechanisms for tripartite collaborative promotion of watershed governance under the background of differentiated collaborative strategies. Real data from the Wujiang Yangtze River, Hanjiang Yangtze River, and Tuohu Yangtze River basins are used for simulation and emulation. Research has found that the central government"s authority and intervention in local watershed governance are relatively limited, leading to the problem of ineffective watershed governance not being further resolved; The formulation of water pollution control strategies by lower level governments depends on the extent to which their financial constraints can be filled by horizontal ecological compensation. Therefore, in specific scenarios, watershed water pollution control has not achieved the expected results. The simulation results of strategy selection indicate that local governments in the upper reaches of the Yangtze River are always more inclined to choose "transfer governance", and the willingness and motivation of officials in the upper reaches of local governments for watershed governance are not strong. Further political arrangements are urgently needed to avoid such behavior.

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刘亦文,高京淋,曾琪海,颜建军.协同策略差异化下长江流域水污染治理激励机制研究.生态学报,,(). http://dx. doi. org/[doi]

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