基于扎根理论的社区参与国家公园建设与管理的机制研究
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国家自然科学基金项目(42001194);北大-林肯研究基金项目(FS07-20201101-HSY)


A grounded theory approach to understanding the mechanism of community participation in national park establishment and management
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    摘要:

    大量研究表明自然保护地周边社区居民对保护地的态度是影响社区参与保护,实现保护地管理目标的主要因素,由此建立了"认知-态度-参与"的行为逻辑。中国国家公园体制建设希望进一步推进社区与保护地的关系,全面提升自然保护管理效率,也建立在对这一行为逻辑的认同之上。为验证社区认知与行为的关系,并为促进不同利益相关者参与国家公园建设与管理提供科学支持,研究试图分析武夷山国家公园体制试点区社区居民的国家公园的"认知-态度-参与"的行为逻辑以揭示社区参与国家公园建设与管理的深层机制。与一般研究不同在于,本研究是针对正在建设中的国家公园,使得本地利益相关方的态度有机会影响国家公园建设进程。为获得社区"认知-态度-参与"核心观念,探索社区参与的过程和方式,提出促进社区参与的方法,研究采用扎根理论这一质性研究方法,基于对本地利益相关者采用半结构化开放问题的深度访谈,归纳出概念与范畴,形成社区参与国家公园建设与管理的理论。研究首先形成45个概念与13个范畴,通过范式模型研究发现,稳定资源使用权利、引导社区参与决策、保障社区发展权利、创新社区产业模式、提高个体适应能力、降低政策风险影响等六个主范畴能够解释社区居民对国家公园的认知-态度-参与这一行为逻辑。通过归纳主范畴,研究进一步提炼出社区参与国家公园建设与管理的理论核心在于社区自然资源管理的自主性、创新性与适应性,其内在机制在于社区参与是一个自主性提高的动态过程,需要通过保障社区生计资源禀赋来实现长期的价值转化,最终使其成为社会-生态系统适应性治理的组成部分。在理论阐释基础上,研究提出从改善社区认知、提升社区参与角度推进国家公园建设的路径。研究也指出,所提出的社区参与机制理论能够提炼量化指标评价社区参与,追踪武夷山国家公园体制试点进程。

    Abstract:

    Evidence abounds that attitude of local stakeholders towards the protected area influences community participation to conservation, thus affects the achievement of conservation targets, as tested in the "perception-attitude-participation" hypothesis. Perception provides an important means of assessing the people-park relations which reflects the performance of the on-going China national park building. Exploring perceptions in different facets of national park establishment and management can help identify aspects of current progresses in the national park pilot that are promising for improvement of management efficiency and those that need innovation. Taking Wuyishan as a case, this study identifies and analyses perception of, attitude to, and community participation into the national park pilot of local residents to analyse the mechanism affecting participation based on the "perception-attitude-participation" hypothesis, and to help facilitate local communities into national park construction and management. The basic hypothesis is that participation as a behaviour is directed by the positive or negative attitude towards national park, which is formed by a judgement of combination of perceptions to different aspects. Contrary to similar studies, the study is carried out on the case of the park in establishment, where the attitudes of local stakeholders have a chance to influence the process of the national park establishment. The qualitative method of the grounded theory is used to inductively identify key concepts concerning perception, attitude and participation, and develop a community participation theory from in-depth, semi-structured, and open-ended interviews with local stakeholders. The open coding identified 45 concepts and 13 categories, and paradigm analysis revealed six categories which testify the perception-attitude-participation hypothesis, those including stabilising resource use right, facilitating community participation in decision-making, ensuring development right, innovating industrial modes, improving individual adaptability and reducing policy risks. The finally induced mechanism of community participation in the national park establishment and management is reasoned by the autonomy, innovation and adaptability of natural resource management. A more comprehensive description of the reasons and the background of their formation is provided that community participation is a dynamic process of improving autonomy, during which the livelihood resource endowment should be guaranteed to achieve long-term valorisation, and is finally assimilated to a part of social-ecological system adaptive governance. Based on the theoretical explanation, the article put forwards ways of improving community perception and promoting participation. Finally, this theory can be further extracted to quantitative indicators to evaluate community participation progress in tracking the national park establishment and operation.

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何思源,魏钰,苏杨,闵庆文.基于扎根理论的社区参与国家公园建设与管理的机制研究.生态学报,2021,41(8):3021~3032

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