公平规范与自然资源保护——在卧龙自然保护区的实验
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国家自然科学基金委创新群体计划资助项目(40621061);“十一五”科技支撑计划课题资助项目(2006BAC01A01)


Fairness norm and natural resources conservation: an experimental study in Wolong Nature Reserve
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    摘要:

    以家庭承包管护模式实施的天然林保护在卧龙自然保护区取得了非常显著的积极效果。这一成功无法用理性的经济行为动机来解释,而公平性社会规范在这一过程中可能扮演着重要角色。为验证这一理论推断,在当地组织了一次性的最后通牒博弈实验,藉此了解公平性社会规范对当地人行为决策的实际影响情况。高度一致而显著偏离理性预期的实验结果表明当地人作为一个文化整体对于社会规范的普遍认同,其中96.9%的出价者在实验中给出了公平或超公平出价,表现出对公平的强烈偏好;而回应者较低的最低接受出价(17%±2.6%)又表明他们不愿对不公平出价者采取激烈的惩罚手段。当地人对家庭间合作的依赖和对公平声誉的看重可以解释这一对看似矛盾的实验结果,也证明基于声望的合作进化在小规模社会是现实可行的,而惩罚并非维持公平规范的必要因素。这一结果揭示了卧龙的天然林保护取得成功的关键因素,同时证明了利用公平性社会规范实现社区对自然资源保护工作的积极合作参与的可行性,从而支持了理论假说。这一实践经验对于经费不足的自然资源保护项目来说具有重要借鉴意义。

    Abstract:

    The policy of family-contracted natural forest conservation has recently made remarkable progress in protecting the habitats of giant pandas in Wolong Nature Reserve. However, the optimal outcome could not be derived from rational motivations, as the fairness norm potentially catalyzed the cooperation in the program. To verify this prediction, we undertook field experiments based on one-shot anonymous Ultimatum Games with the local people in the reserve. Subjects behaviors in the games were recorded and compared with rational expectations. The results lend support to the hypothesis with a total of fair or hyper-fair offers from 96.9% of the proposers. The responders reluctance to reject low offers, in addition to the information they provided in the post-game interviews indicate that the evolution of the local fairness norm was based on reputation rather than costly punishment. The result unveils a key factor to the success of the forest conservation in Wolong, and demonstrates the effectiveness of facilitating the participation and cooperation of the local community in the natural resource conservation by crowding in the fairness norm. The study also draws attention to the evolution of social capital for sustainable development of social-ecological systems.

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宋志远,欧阳志云*,李智琦,刘静,徐卫华.公平规范与自然资源保护——在卧龙自然保护区的实验.生态学报,2009,29(1):240~250

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